Supreme Court of the United States
Robert L. DAVIS, Petitioner
v.
UNITED STATES
512
U.S. 452 (1994).
No. 92-1949.
Argued March 29, 1994.
Decided June 24, 1994.
Justice O'CONNOR delivered the opinion of the Court.
In Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378
(1981), we held that law enforcement officers must immediately cease
questioning a suspect who has clearly asserted his right to have
counsel present during custodial interrogation. In this
case we decide how law enforcement officers should respond when a
suspect makes a reference to counsel that is insufficiently clear to
invoke the Edwards prohibition on further questioning.
I
Pool brought trouble--not to River City, but to the Charleston
Naval Base. Petitioner, a member of the United States Navy, spent
the evening of October 2, 1988, shooting pool at a club on the
base. Another sailor, Keith Shackleton, lost a game and a
$30 wager to petitioner, but Shackleton refused to pay.
After the club closed, Shackleton was beaten to death with a pool cue
on a loading dock behind the commissary. The body was found
early the next morning.
The investigation by the Naval Investigative Service (NIS) gradually
focused on petitioner. Investigative agents determined that
petitioner was at the club that evening, and that he was absent without
authorization from his duty station the next morning. The
agents also learned that only privately owned pool cues could be
removed from the club premises, and that petitioner owned two cues--one
of which had a bloodstain on it. The agents were told by
various people that petitioner either had admitted committing the crime
or had recounted details that clearly indicated his involvement in the
killing.
On November 4, 1988, petitioner was interviewed at the NIS
office. As required by military law, the agents advised
petitioner that he was a suspect in the killing, that he was not
required to make a statement, that any statement could be used against
him at a trial by court-martial, and that he was entitled to speak with
an attorney and have an attorney present during
questioning. See Art. 31, Uniform Code of Military Justice
(UCMJ), 10 U.S.C. § 831; Mil.Rule Evid. 305;
Manual for Courts-Martial A22-13 (1984). Petitioner waived
his rights to remain silent and to counsel, both orally and in writing.
About an hour and a half into the interview, petitioner said, "Maybe I
should talk to a lawyer." App. 135. According
to the uncontradicted testimony of one of the interviewing agents, the
interview then proceeded as follows:
"[We m]ade it very clear that we're not here to violate his rights,
that if he wants a lawyer, then we will stop any kind of questioning
with him, that we weren't going to pursue the matter unless we have it
clarified is he asking for a lawyer or is he just making a comment
about a lawyer, and he said, [']No, I'm not asking for a lawyer,' and
then he continued on, and said, 'No, I don't want a lawyer.'"
Id., at 136.
After a short break, the agents reminded petitioner of his rights to
remain silent and to counsel. The interview then continued
for another hour, until petitioner said, "I think I want a lawyer
before I say anything else." Id., at 137. At that point,
questioning ceased.
At his general court-martial, petitioner moved to suppress statements
made during the November 4 interview. The Military Judge
denied the motion, holding that "the mention of a lawyer by
[petitioner] during the course of the interrogation [was] not in the
form of a request for counsel and ... the agents properly determined
that [petitioner] was not indicating a desire for or invoking his right
to counsel." Id., at 164. Petitioner was convicted on
one specification of unpremeditated murder, in violation of Art. 118,
UCMJ, 10 U.S.C. § 918. He was sentenced to confinement
for life, a dishonorable discharge, forfeiture of all pay and
allowances, and a reduction to the lowest pay grade. The
convening authority approved the findings and sentence. The
Navy-Marine Corps Court of Military Review affirmed. App.
to Pet. for Cert. 12a-15a.
The United States Court of Military Appeals granted discretionary
review and affirmed. 36 M.J. 337 (1993). The court
recognized that the state and federal courts have developed three
different approaches to a suspect's ambiguous or equivocal request for
counsel:
"Some jurisdictions have held that any
mention of counsel, however ambiguous, is sufficient to require that
all questioning cease. Others have attempted to define a
threshold standard of clarity for invoking the right to counsel and
have held that comments falling short of the threshold do not invoke
the right to counsel. Some jurisdictions ... have held that
all interrogation about the offense must immediately cease whenever a
suspect mentions counsel, but they allow interrogators to ask narrow
questions designed to clarify the earlier statement and the [suspect's]
desires respecting counsel." Id., at 341 (internal quotation
marks omitted).
Applying the third approach, the court held that petitioner's comment
was ambiguous, and that the NIS agents properly clarified petitioner's
wishes with respect to counsel before continuing questioning him about
the offense. Id., at 341-342.
Although we have twice previously noted the varying approaches the
lower courts have adopted with respect to ambiguous or equivocal
references to counsel during custodial interrogation, see Connecticut
v. Barrett, 479 U.S. 523, 529-530, n. 3, 107 S.Ct. 828, 832, n. 3, 93
L.Ed.2d 920 (1987); Smith v. Illinois, 469 U.S. 91, 96, n. 3, 105
S.Ct. 490, 493, n. 3, 83 L.Ed.2d 488 (1984) (per curiam ), we have not
addressed the issue on the merits. We granted certiorari,
510 U.S. 942, 114 S.Ct. 379, 126 L.Ed.2d 329 (1993), to do so.
II
The Sixth Amendment right to counsel attaches
only at the initiation of adversary criminal proceedings, see
United States v. Gouveia, 467 U.S. 180, 188, 104 S.Ct. 2292,
2297, 81 L.Ed.2d 146 (1984), and before proceedings are initiated a
suspect in a criminal investigation has no constitutional right to the
assistance of counsel. Nevertheless, we held in Miranda v.
Arizona, 384 U.S. 436, 469-473, 86 S.Ct. 1602, 1625-1627, 16 L.Ed.2d
694 (1966), that a suspect subject to custodial interrogation has the
right to consult with an attorney and to have counsel present during
questioning, and that the police must explain this right to him before
questioning begins. The right to counsel established in
Miranda was one of a "series of recommended 'procedural safeguards' ...
[that] were not themselves rights protected by the Constitution but
were instead measures to insure that the right against compulsory
self-incrimination was protected." Michigan v. Tucker, 417 U.S.
433, 443-444, 94 S.Ct. 2357, 2363-2364, 41 L.Ed.2d 182 (1974); see U.S.
Const., Amdt. 5 ("No person ... shall be compelled in any criminal case
to be a witness against himself").
We have never had occasion to consider whether the Fifth Amendment
privilege against self-incrimination, or the attendant right to counsel
during custodial interrogation, applies of its own force to the
military, and we need not do so here. The President,
exercising his authority to prescribe procedures for military criminal
proceedings, see Art. 36(a), UCMJ, 10 U.S.C. § 836(a), has
decreed that statements obtained in violation of the Self-Incrimination
Clause are generally not admissible at trials by
court-martial. Mil.Rules Evid. 304(a) and
(c)(3). Because the Court of Military Appeals has held that
our cases construing the Fifth Amendment right to counsel apply to
military interrogations and control the admissibility of evidence at
trials by court-martial, see, e.g., United States v. McLaren, 38 M.J.
112, 115 (1993); United States v. Applewhite, 23 M.J. 196, 198
(1987), and the parties do not contest this point, we proceed on the
assumption that our precedents apply to courts-martial just as they
apply to state and federal criminal prosecutions.
We also note that the Government has not sought to rely in this case on
18 U.S.C. § 3501, "the statute governing the admissibility
of confessions in federal prosecutions," United States v.
Alvarez-Sanchez, 511 U.S. 350, 351, 114 S.Ct. 1599, 1600, 128 L.Ed.2d
319 (1994) and we therefore decline the invitation of some amici to
consider it. See Brief for Washington Legal Foundation et
al. as Amici Curiae 7-14. Although we will consider
arguments raised only in an amicus brief, see Teague v. Lane, 489 U.S.
288, 300, 109 S.Ct. 1060, 1069, 103 L.Ed.2d 334 (1989) (plurality
opinion), we are reluctant to do so when the issue is one of first
impression involving the interpretation of a federal statute on which
the Department of Justice expressly declines to take a position.
See Tr. of Oral Arg. 44-47.
The right to counsel recognized in Miranda is sufficiently important to
suspects in criminal investigations, we have held, that it "requir[es]
the special protection of the knowing and intelligent waiver
standard." Edwards v. Arizona, 451 U.S., at 483, 101 S.Ct., at
1884. See Oregon v. Bradshaw, 462 U.S. 1039, 1046-1047, 103
S.Ct. 2830, 2835-2836, 77 L.Ed.2d 405 (1983) (plurality opinion); id.,
at 1051, 103 S.Ct., at 2838 (Powell, J., concurring in
judgment). If the suspect effectively waives his right to
counsel after receiving the Miranda warnings, law enforcement officers
are free to question him. North Carolina v. Butler, 441 U.S. 369,
372-376, 99 S.Ct. 1755, 1756-1759, 60 L.Ed.2d 286 (1979).
But if a suspect requests counsel at any time during the interview, he
is not subject to further questioning until a lawyer has been made
available or the suspect himself reinitiates conversation.
Edwards v. Arizona, supra, 451 U.S., at 484-485, 101 S.Ct., at
1884-1885. This "second layer of prophylaxis for the
Miranda right to counsel," McNeil v. Wisconsin, 501 U.S. 171, 176, 111
S.Ct. 2204, 2208, 115 L.Ed.2d 158 (1991), is "designed to prevent
police from badgering a defendant into waiving his previously asserted
Miranda rights," Michigan v. Harvey, 494 U.S. 344, 350, 110 S.Ct. 1176,
1180, 108 L.Ed.2d 293 (1990). To that end, we have held
that a suspect who has invoked the right to counsel cannot be
questioned regarding any offense unless an attorney is actually
present. Minnick v. Mississippi, 498 U.S. 146, 111 S.Ct. 486, 112
L.Ed.2d 489 (1990); Arizona v. Roberson, 486 U.S. 675, 108 S.Ct. 2093,
100 L.Ed.2d 704 (1988). "It remains clear, however, that this
prohibition on further questioning--like other aspects of Miranda--is
not itself required by the Fifth Amendment's prohibition on coerced
confessions, but is instead justified only by reference to its
prophylactic purpose." Connecticut v. Barrett, supra, 479 U.S.,
at 528, 107 S.Ct., at 832.
The applicability of the "'rigid' prophylactic rule" of Edwards
requires courts to "determine whether the accused actually invoked his
right to counsel." Smith v. Illinois, supra, 469 U.S., at 95, 105
S.Ct., at 492 (emphasis added), quoting Fare v. Michael C., 442 U.S.
707, 719, 99 S.Ct. 2560, 2569, 61 L.Ed.2d 197 (1979). To
avoid difficulties of proof and to provide guidance to officers
conducting interrogations, this is an objective inquiry.
See Connecticut v. Barrett, supra, 479 U.S., at 529, 107 S.Ct., at
832. Invocation of the Miranda right to counsel "requires,
at a minimum, some statement that can reasonably be construed to be an
expression of a desire for the assistance of an attorney." McNeil
v. Wisconsin, 501 U.S., at 178, 111 S.Ct., at 2209. But if
a suspect makes a reference to an attorney that is ambiguous or
equivocal in that a reasonable officer in light of the circumstances
would have understood only that the suspect might be invoking the right
to counsel, our precedents do not require the cessation of
questioning. See ibid. ("[T]he likelihood that a suspect
would wish counsel to be present is not the test for applicability of
Edwards"); Edwards v. Arizona, supra, 451 U.S., at 485, 101 S.Ct., at
1885 (impermissible for authorities "to reinterrogate an accused in
custody if he has clearly asserted his right to counsel") (emphasis
added).
Rather, the suspect must unambiguously request counsel. As
we have observed, "a statement either is such an assertion of the right
to counsel or it is not." Smith v. Illinois, 469 U.S., at 97-98,
105 S.Ct., at 494 (brackets and internal quotation marks
omitted). Although a suspect need not "speak with the
discrimination of an Oxford don," post, at 2364 (SOUTER, J., concurring
in judgment), he must articulate his desire to have counsel present
sufficiently clearly that a reasonable police officer in the
circumstances would understand the statement to be a request for an
attorney. If the statement fails to meet the requisite
level of clarity, Edwards does not require that the officers stop
questioning the suspect. See Moran v. Burbine, 475 U.S.
412, 433, n. 4, 106 S.Ct. 1135, 1147, n. 4, 89 L.Ed.2d 410 (1986)
("[T]he interrogation must cease until an attorney is present only [i]f
the individual states that he wants an attorney") (citations and
internal quotation marks omitted).
We decline petitioner's invitation to extend Edwards and require law
enforcement officers to cease questioning immediately upon the making
of an ambiguous or equivocal reference to an attorney. See
Arizona v. Roberson, supra, 486 U.S., at 688, 108 S.Ct., at 2101-2102
KENNEDY, J., dissenting) ("[T]he rule of Edwards is our rule, not a
constitutional command; and it is our obligation to justify its
expansion"). The rationale underlying Edwards is that the
police must respect a suspect's wishes regarding his right to have an
attorney present during custodial interrogation. But when
the officers conducting the questioning reasonably do not know whether
or not the suspect wants a lawyer, a rule requiring the immediate
cessation of questioning "would transform the Miranda safeguards into
wholly irrational obstacles to legitimate police investigative
activity," Michigan v. Mosley, 423 U.S. 96, 102, 96 S.Ct. 321, 326, 46
L.Ed.2d 313 (1975), because it would needlessly prevent the police from
questioning a suspect in the absence of counsel even if the suspect did
not wish to have a lawyer present. Nothing in Edwards
requires the provision of counsel to a suspect who consents to answer
questions without the assistance of a lawyer. In Miranda
itself, we expressly rejected the suggestion "that each police station
must have a 'station house lawyer' present at all times to advise
prisoners," 384 U.S., at 474, 86 S.Ct., at 1628, and held instead that
a suspect must be told of his right to have an attorney present and
that he may not be questioned after invoking his right to
counsel. We also noted that if a suspect is "indecisive in
his request for counsel," the officers need not always cease
questioning. See id., at 485, 86 S.Ct., at 1633.
We recognize that requiring a clear assertion of the right to counsel
might disadvantage some suspects who--because of fear, intimidation,
lack of linguistic skills, or a variety of other reasons--will not
clearly articulate their right to counsel although they actually want
to have a lawyer present. But the primary protection afforded suspects
subject to custodial interrogation is the Miranda warnings
themselves. "[F]ull comprehension of the rights to remain silent
and request an attorney [is] sufficient to dispel whatever coercion is
inherent in the interrogation process." Moran v. Burbine, supra,
475 U.S., at 427, 106 S.Ct., at 1144. A suspect who
knowingly and voluntarily waives his right to counsel after having that
right explained to him has indicated his willingness to deal with the
police unassisted. Although Edwards provides an additional
protection--if a suspect subsequently requests an attorney, questioning
must cease--it is one that must be affirmatively invoked by the suspect.
In considering how a suspect must invoke the right to counsel, we must
consider the other side of the Miranda equation: the need for
effective law enforcement. Although the courts ensure
compliance with the Miranda requirements through the exclusionary rule,
it is police officers who must actually decide whether or not they can
question a suspect. The Edwards rule--questioning must
cease if the suspect asks for a lawyer--provides a bright line that can
be applied by officers in the real world of investigation and
interrogation without unduly hampering the gathering of
information. But if we were to require questioning to cease
if a suspect makes a statement that might be a request for an attorney,
this clarity and ease of application would be lost. Police
officers would be forced to make difficult judgment calls about whether
the suspect in fact wants a lawyer even though he has not said so, with
the threat of suppression if they guess wrong. We therefore
hold that, after a knowing and voluntary waiver of the Miranda rights,
law enforcement officers may continue questioning until and unless the
suspect clearly requests an attorney.
Of course, when a suspect makes an ambiguous or equivocal statement it
will often be good police practice for the interviewing officers to
clarify whether or not he actually wants an attorney. That
was the procedure followed by the NIS agents in this case.
Clarifying questions help protect the rights of the suspect by ensuring
that he gets an attorney if he wants one, and will minimize the chance
of a confession being suppressed due to subsequent judicial
second-guessing as to the meaning of the suspect's statement regarding
counsel. But we decline to adopt a rule requiring officers
to ask clarifying questions. If the suspect's statement is
not an unambiguous or unequivocal request for counsel, the officers
have no obligation to stop questioning him.
To recapitulate: We held in Miranda that a suspect is entitled to
the assistance of counsel during custodial interrogation even though
the Constitution does not provide for such assistance. We
held in Edwards that if the suspect invokes the right to counsel at any
time, the police must immediately cease questioning him until an
attorney is present. But we are unwilling to create a third
layer of prophylaxis to prevent police questioning when the suspect
might want a lawyer. Unless the suspect actually requests
an attorney, questioning may continue.
The courts below found that petitioner's remark to the NIS agents--
"Maybe I should talk to a lawyer"--was not a request for counsel, and
we see no reason to disturb that conclusion. The NIS agents
therefore were not required to stop questioning petitioner, though it
was entirely proper for them to clarify whether petitioner in fact
wanted a lawyer. Because there is no ground for suppression
of petitioner's statements, the judgment of the Court of Military
Appeals is Affirmed.
Justice SCALIA, concurring.
Section 3501 of Title 18 of the United States Code is "the statute
governing the admissibility of confessions in federal
prosecutions." United States v. Alvarez-Sanchez, 511 U.S. 350,
351, 114 S.Ct. 1599, 1600, 128 L.Ed.2d 319 (1994). That
provision declares that "a confession ... shall be admissible in
evidence if it is voluntarily given," and that the issue of
voluntariness shall be determined on the basis of "all the
circumstances surrounding the giving of the confession, including
whether or not [the] defendant was advised or knew that he was not
required to make any statement ... [;] ... whether or not [the]
defendant had been advised prior to questioning of his right to the
assistance of counsel; and ... whether or not [the] defendant was
without the assistance of counsel when questioned...."
§§ 3501(a), (b) (emphases added). It continues
(lest the import be doubtful): "The presence or absence of any of
the above-mentioned factors ... need not be conclusive on the issue of
voluntariness of the confession." § 3501(b).
Legal analysis of the admissibility of a confession without reference
to these provisions is equivalent to legal analysis of the
admissibility of hearsay without consulting the Rules of Evidence; it
is an unreal exercise. Yet as the Court observes, see ante,
at 2354, n., that is precisely what the United States has undertaken in
this case. It did not raise § 3501(a) below and
asserted that it is "not at issue" here, Brief for United States 18, n.
13.
The United States makes the unusually self-denying assertion that the
provision "in any event would appear not to be applicable in
court-martial cases" since (1) court-martial cases are not " 'criminal
prosecutions' " within the meaning of the Sixth Amendment and
"therefore would not appear to be 'criminal prosecution[s]' for
purposes of Section 3501(a)," and (2) courts-martial are governed by
Article 31 of the Uniform Code of Military Justice, 10 U.S.C.
§ 831, and Rules 304 and 305 of the Military Rules of
Evidence. The first point seems to me questionable:
The meaning of terms in statutes does not necessarily parallel their
meaning in the Constitution. Moreover, even accepting the
premise that § 3501 does not apply to courts-martial
directly, it does apply indirectly, through Rule 101(b)(1) of the
Military Rules of Evidence, which requires courts-martial to apply "the
rules of evidence generally recognized in the trial of criminal cases
in the United States district courts." As for the second
point: The cited provisions of the Uniform Code and the Military
Rules may (though I doubt it) be independent reasons why the confession
here should be excluded, but they cannot possibly be reasons why §
3501 does not prevent Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602,
16 L.Ed.2d 694 (1966), from being a basis for excluding them, which is
the issue before us. In any event, the Court today bases
its refusal to consider § 3501 not upon the fact that the
provision is inapplicable, but upon the fact that the Government failed
to argue it--and it is that refusal which my present statement
addresses.
This is not the first case in which the United States has declined to
invoke § 3501 before us--nor even the first case in which
that failure has been called to its attention. See Tr. of
Oral Arg. in United States v. Green, O.T. 1992, No. 91-1521, pp.
18-21. In fact, with limited exceptions the provision has
been studiously avoided by every Administration, not only in this Court
but in the lower courts, since its enactment more than 25 years
ago. See Office of Legal Policy, U.S. Dept. of Justice,
Report to Attorney General on Law of Pre-Trial Interrogation 72-73
(1986) (discussing "[t]he abortive implementation of § 3501"
after its passage in 1968).
I agree with the Court that it is proper, given the Government's
failure to raise the point, to render judgment without taking account
of § 3501. But the refusal to consider arguments not
raised is a sound prudential practice, rather than a statutory or
constitutional mandate, and there are times when prudence dictates the
contrary. See United States Nat. Bank of Ore. v.
Independent Ins. Agents of America, Inc., 508 U.S. 439, 445-448, 113
S.Ct. 2173, 2177-2179, 124 L.Ed.2d 402 (1993) (proper for Court of
Appeals to consider whether an allegedly controlling statute had been
repealed, despite parties' failure, upon invitation, to assert the
point). As far as I am concerned, such a time will have
arrived when a case that comes within the terms of this statute is next
presented to us.
For most of this century, voluntariness vel non was the touchstone of
admissibility of confessions. See Miranda v. Arizona, 384
U.S. 436, 506- 507, 86 S.Ct. 1602, 1644-1645, 16 L.Ed.2d 694 (1966)
(Harlan, J., dissenting). Section 3501 of Title 18 seems to
provide for that standard in federal criminal prosecutions
today. I say "seems" because I do not wish to prejudge any
issue of law. I am entirely open to the argument that
§ 3501 does not mean what it appears to say; that it
is inapplicable for some other reason; or even that it is
unconstitutional. But I will no longer be open to the
argument that this Court should continue to ignore the commands of
§ 3501 simply because the Executive declines to insist that we
observe them.
The Executive has the power (whether or not it has the right)
effectively to nullify some provisions of law by the mere failure to
prosecute--the exercise of so-called prosecutorial
discretion. And it has the power (whether or not it has the
right) to avoid application of § 3501 by simply declining to
introduce into evidence confessions admissible under its
terms. But once a prosecution has been commenced and a
confession introduced, the Executive assuredly has neither the power
nor the right to determine what objections to admissibility of the
confession are valid in law. Section § 3501 of Title 18 is a
provision of law directed to the courts, reflecting the people's
assessment of the proper balance to be struck between concern for
persons interrogated in custody and the needs of effective law
enforcement. We shirk our duty if we systematically
disregard that statutory command simply because the Justice Department
systematically declines to remind us of it.
The United States' repeated refusal to invoke § 3501, combined
with the courts' traditional (albeit merely prudential) refusal to
consider arguments not raised, has caused the federal judiciary to
confront a host of "Miranda " issues that might be entirely irrelevant
under federal law. See, e.g., in addition to the present case,
United States v. Green, 507 U.S. 545, 113 S.Ct. 1835, 123 L.Ed.2d 260
(1993) (dism'g cert. as moot); United States v. Griffin, 922 F.2d
1343 (CA8 1990); United States v. Vazquez, 857 F.2d 857 (CA1
1988); United States v. Scalf, 725 F.2d 1272 (CA10 1984). Worse
still, it may have produced--during an era of intense national concern
about the problem of run-away crime--the acquittal and the
nonprosecution of many dangerous felons, enabling them to continue
their depredations upon our citizens. There is no excuse
for this. Perhaps (though I do not immediately see why) the
Justice Department has good basis for believing that allowing
prosecutions to be defeated on grounds that could be avoided by
invocation of § 3501 is consistent with the Executive's obligation
to "take Care that the Laws be faithfully executed," U.S. Const., Art.
II, §3. That is not the point. The point
is whether our continuing refusal to consider § 3501 is consistent
with the Third Branch's obligation to decide according to the law. I
think it is not.
Justice SOUTER, with whom Justice BLACKMUN, Justice STEVENS, and Justice GINSBURG join, concurring in the judgment.
In the midst of his questioning by naval investigators, petitioner
said "Maybe I should talk to a lawyer." The
investigators promptly stopped questioning Davis about the killing of
Keith Shackleton and instead undertook to determine whether he meant to
invoke his right to counsel, see Miranda v. Arizona, 384 U.S. 436, 86
S.Ct. 1602, 16 L.Ed.2d 694 (1966). According to testimony accepted by
the courts below, Davis answered the investigators' questions on that
point by saying, "I'm not asking for a lawyer," and "No, I don't want
to talk to a lawyer." Only then did the interrogation
resume (stopping for good when petitioner said, "I think I want a
lawyer before I say anything else").
I agree with the majority that the Constitution does not forbid law
enforcement officers to pose questions (like those directed at Davis)
aimed solely at clarifying whether a suspect's ambiguous reference to
counsel was meant to assert his Fifth Amendment right.
Accordingly I concur in the judgment affirming Davis's conviction,
resting partly on evidence of statements given after agents ascertained
that he did not wish to deal with them through counsel. I
cannot, however, join in my colleagues' further conclusion that if the
investigators here had been so inclined, they were at liberty to
disregard Davis's reference to a lawyer entirely, in accordance with a
general rule that interrogators have no legal obligation to discover
what a custodial subject meant by an ambiguous statement that could
reasonably be understood to express a desire to consult a lawyer.
Our own precedent, the reasonable judgments of the majority of the many
courts already to have addressed the issue before us, and the advocacy
of a considerable body of law enforcement officials are to the
contrary. All argue against the Court's approach today,
which draws a sharp line between interrogated suspects who "clearly"
assert their right to counsel, ante, at 2356, and those who say
something that may, but may not, express a desire for counsel's
presence, the former suspects being assured that questioning will not
resume without counsel present, see Miranda, supra, 384 U.S., at 474,
86 S.Ct., at 1627, Edwards v. Arizona, 451 U.S. 477, 484-485, 101 S.Ct.
1880, 1884-1885, 68 L.Ed.2d 378 (1981); Minnick v. Mississippi,
498 U.S. 146, 111 S.Ct. 486, 112 L.Ed.2d 489 (1990), the latter being
left to fend for themselves. The concerns of fairness and
practicality that have long anchored our Miranda case law point to a
different response: when law enforcement officials "reasonably do
not know whether or not the suspect wants a lawyer," ante, at 2355,
they should stop their interrogation and ask him to make his choice
clear.
I
A
While the question we address today is an open one, its answer requires
coherence with nearly three decades of case law addressing the
relationship between police and criminal suspects in custodial
interrogation. Throughout that period, two precepts have
commanded broad assent: that the Miranda safeguards exist " 'to
assure that the individual's right to choose between speech and silence
remains unfettered throughout the interrogation process,' " see
Connecticut v. Barrett, 479 U.S. 523, 528, 107 S.Ct. 828, 831, 93
L.Ed.2d 920 (1987) (quoting Miranda, 384 U.S., at 469, 86 S.Ct., at
1625, and supplying emphasis), and that the justification for Miranda
rules, intended to operate in the real world, "must be consistent with
... practical realities," Arizona v. Roberson, 486 U.S. 675, 688, 108
S.Ct. 2093, 2102, 100 L.Ed.2d 704 (1988) (KENNEDY, J.,
dissenting). A rule barring government agents from further
interrogation until they determine whether a suspect's ambiguous
statement was meant as a request for counsel fulfills both
ambitions. It assures that a suspect's choice whether or
not to deal with police through counsel will be "scrupulously honored,"
Miranda, supra, 384 U.S., at 479, 86 S.Ct., at 1630; cf. Michigan
v. Mosley, 423 U.S. 96, 110, n. 2, 96 S.Ct. 321, 324, n. 2, 46 L.Ed.2d
313 (1975) (White, J., concurring in result), and it faces both the
real-world reasons why misunderstandings arise between suspect and
interrogator and the real-world limitations on the capacity of police
and trial courts to apply fine distinctions and intricate rules.
B
Tested against the same two principles, the approach the Court adopts
does not fare so well. First, as the majority expressly
acknowledges, see ante, at 2356, criminal suspects who may (in Miranda
's words) be "thrust into an unfamiliar atmosphere and run through
menacing police interrogation procedures," 384 U.S., at 457, 86 S.Ct.,
at 1618, would seem an odd group to single out for the Court's demand
of heightened linguistic care. A substantial percentage of
them lack anything like a confident command of the English language,
see, e.g., United States v. De la Jara, 973 F.2d 746, 750 (CA9
1992); many are "woefully ignorant," Miranda, supra, 384 U.S., at
468, 86 S.Ct., at 1624; cf. Davis v. North Carolina, 384 U.S.
737, 742, 86 S.Ct. 1761, 1764, 16 L.Ed.2d 895 (1966); and many
more will be sufficiently intimidated by the interrogation process or
overwhelmed by the uncertainty of their predicament that the ability to
speak assertively will abandon them. Indeed, the awareness of just
these realities has, in the past, dissuaded the Court from placing any
burden of clarity upon individuals in custody, but has led it instead
to require that requests for counsel be "give [n] a broad, rather than
a narrow, interpretation," see Michigan v. Jackson, 475 U.S. 625, 633,
106 S.Ct. 1404, 1409, 89 L.Ed.2d 631 (1986); Barrett, supra, 479
U.S., at 529, 107 S.Ct., at 832, and that courts "indulge every
reasonable presumption," Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct.
1019, 1023, 82 L.Ed. 1461 (1938) (internal quotation marks omitted),
that a suspect has not waived his right to counsel under Miranda, see,
e.g., Oregon v. Bradshaw, 462 U.S. 1039, 1051, 103 S.Ct. 2830, 2838, 77
L.Ed.2d 405 (1983) (Powell, J., concurring) ("We are unanimous in
agreeing ... that the [Miranda] right to counsel is a prime example of
those rights requiring the special protection of the knowing and
intelligent waiver standard") (internal quotation marks and brackets
omitted); cf. Minnick, 498 U.S., at 160, 111 S.Ct., at 494
(SCALIA, J., dissenting) ("[W]e have adhered to the principle that
nothing less than the Zerbst standard" is appropriate for Miranda
waivers).
Nor may the standard governing waivers as expressed in these statements
be deflected away by drawing a distinction between initial waivers of
Miranda rights and subsequent decisions to reinvoke them, on the theory
that so long as the burden to demonstrate waiver rests on the
government, it is only fair to make the suspect shoulder a burden of
showing a clear subsequent assertion. Miranda itself discredited
the legitimacy of any such distinction. The opinion
described the object of the warning as being to assure "a continuous
opportunity to exercise [the right of silence]," 384 U.S., at 444, 86
S.Ct., at 1612; see also Moran v. Burbine, 475 U.S. 412, 458, 106
S.Ct. 1135, 1160, 89 L.Ed.2d 410 (1986) (STEVENS, J., dissenting);
accord, id., at 423, n. 1, 106 S.Ct., at 1141-1142, n. 1.
"[C]ontinuous opportunity" suggests an unvarying one, governed by a
common standard of effectiveness. The suggestion is
confirmed by the very first statement that follows, that "there can be
no questioning" if the suspect "indicates in any manner and at any
stage of the process that he wishes to consult with an attorney,"
Miranda, 384 U.S., at 444-445, 86 S.Ct., at 1612. "[A]t any
stage" obviously includes the stage after initial waiver and the
commencement of questioning, and "indicates in any manner" is a rule
plainly in tension with the indication "with a vengeance," see id., at
505, 86 S.Ct., at 1644 (Harlan, J., dissenting), that the Court would
require for exercise of the "continuous" right at some point after
initial waiver.
The Court defends as tolerable the certainty that some poorly expressed
requests for counsel will be disregarded on the ground that Miranda
warnings suffice to alleviate the inherent coercion of the custodial
interrogation. Ante, at 2356. But, "[a] once-stated
warning, delivered by those who will conduct the interrogation, cannot
itself suffice" to "assure that the ... right to choose between silence
and speech remains unfettered throughout the interrogation process,"
384 U.S., at 469, 86 S.Ct., at 1625. Nor does the Court's
defense reflect a sound reading of the case it relies on, Moran v.
Burbine, supra:
"Beyond [the] duty to inform, Miranda
requires that the police respect the [suspect's] decision to exercise
the rights outlined in the warnings. 'If the individual indicates
in any manner, at any time prior to or during questioning, that he
wishes to remain silent, [or if he] states that he wants an attorney,
the interrogation must cease.' " 475 U.S., at 420, 106 S.Ct., at
1140 (quoting Miranda, supra, 384 U.S., at 473-474, 86 S.Ct., at 1627).
While Moran held that a subject's knowing and voluntary waiver of the
right to counsel is not undermined by the fact that police prevented an
unsummoned lawyer from making contact with him, it contains no
suggestion that Miranda affords as ready a tolerance for police conduct
frustrating the suspect's subjectively held (if ambiguously expressed)
desire for counsel. See 475 U.S., at 423, 106 S.Ct., at 1141
(contrasting Escobedo v. Illinois, 378 U.S. 478, 481, 84 S.Ct. 1758,
1760, 12 L.Ed.2d 977 (1964), where "police incorrectly told the suspect
that his lawyer 'didn't want to see him' "); see also Miranda,
supra, at 468, 86 S.Ct., at 1625 (purpose of warnings is to "show the
individual that his interrogators are prepared to recognize his
privilege should he choose to exercise it").
Indeed, it is easy, amidst the discussion of layers of protection, to
lose sight of a real risk in the majority's approach, going close to
the core of what the Court has held that the Fifth Amendment
provides. The experience of the timid or verbally inept
suspect (whose existence the Court acknowledges) may not always closely
follow that of the defendant in Edwards v. Arizona (whose purported
waiver of his right to counsel, made after having invoked the right,
was held ineffective, lest police be tempted to "badge[r]" others like
him, see Michigan v. Harvey, 494 U.S. 344, 350, 110 S.Ct. 1176, 1180,
108 L.Ed.2d 293 (1990)). Indeed, it may be more like that
of the defendant in Escobedo v. Illinois, supra, whose sense of dilemma
was heightened by his interrogators' denial of his requests to talk to
a lawyer. When a suspect understands his (expressed) wishes
to have been ignored (and by hypothesis, he has said something that an
objective listener could "reasonably," although not necessarily, take
to be a request), in contravention of the "rights" just read to him by
his interrogator, he may well see further objection as futile and
confession (true or not) as the only way to end his interrogation.
Nor is it enough to say that a " 'statement either is ... an assertion
of the right to counsel or it is not.' " Ante, at 2355 (quoting
Smith v. Illinois, 469 U.S., at 97-98, 105 S.Ct., at 494) (omitting
brackets and internal quotation marks). In Smith, we
neither denied the possibility that a reference to counsel could be
ambiguous, see id., at 98, 105 S.Ct., at 494; accord, id., at
101, 105 S.Ct., at 495 (REHNQUIST, J., dissenting), nor suggested that
particular statements should be considered in isolation, id., at 98,
105 S.Ct., at 494. While it might be fair to say that every statement
is meant either to express a desire to deal with police through counsel
or not, this fact does not dictate the rule that interrogators who hear
a statement consistent with either possibility may presume the latter
and forge ahead; on the contrary, clarification is the
intuitively sensible course.
The other justifications offered for the "requisite level of clarity"
rule, ante, at 2355, are that, whatever its costs, it will further
society's strong interest in "effective law enforcement," ante, at
2356, and maintain the "ease of application," ibid., that has long been
a concern of our Miranda jurisprudence. With respect to the
first point, the margin of difference between the clarification
approach advocated here and the one the Court adopts is defined by the
class of cases in which a suspect, if asked, would make it plain that
he meant to request counsel (at which point questioning would
cease). While these lost confessions do extract a real
price from society, it is one that Miranda itself determined should be
borne. Cf. Brief for Americans for Effective Law
Enforcement, Inc., et al. as Amici Curiae 5 (the clarification approach
"preserves the interests of law enforcement and of the public
welfare"); Escobedo, supra, 378 U.S., at 490, 84 S.Ct., at 1764
("No system worth preserving should have to fear that if an accused is
permitted to consult with a lawyer, he will become aware of, and
exercise, [his constitutional] rights").
As for practical application, while every approach, including the
majority's, will involve some "difficult judgment calls," the
rule argued for here would relieve the officer of any responsibility
for guessing "whether the suspect in fact wants a lawyer even though he
hasn't said so," ante, at 2356. To the contrary, it would
assure that the "judgment call" will be made by the party most
competent to resolve the ambiguity, who our case law has always assumed
should make it: the individual suspect.
As a practical matter, of course, the primary arbiters of "clarity"
will be the interrogators themselves, who tend as well to be courts'
preferred source in determining the precise words a suspect
used. And when an inculpatory statement has been obtained
as a result of an unrecorded, incommunicado interrogation, these
officers rarely lose "swearing matches" against criminal defendants at
suppression hearings.
II
Although I am convinced that the Court has taken the wrong path, I am
not persuaded by petitioner's contention, that even ambiguous
statements require an end to all police questioning. I
recognize that the approach petitioner urges on us can claim some
support from our case law, most notably in the "indicates in any
manner" language of Miranda, and I do not deny that the rule I endorse
could be abused by "clarifying" questions that shade subtly into
illicitly badgering a suspect who wants counsel, but see Thompson v.
Wainwright, 601 F.2d 768, 771-772 (CA5 1979); cf. State v.
Walkowiak, 183 Wis.2d 478, 515 N.W.2d 863 (1994) (Abrahamson, J.,
concurring) (suggesting means properly to focus clarification
enquiry). But petitioner's proposal is not entirely in
harmony with all the major themes of Miranda case law, its virtues and
demerits being the reverse images of those that mark the Court's
rule. While it is plainly wrong, for example, to continue
interrogation when the suspect wants it to stop (and so indicates), the
strong bias in favor of individual choice may also be disserved by
stopping questioning when a suspect wants it to continue (but where his
statement might be understood otherwise), see Michigan v. Mosley,
423 U.S. 96, 109, 96 S.Ct. 321, 329, 46 L.Ed.2d 313 (1975) (White, J.,
concurring in result) ("[W]e have ... rejected [the] paternalistic rule
protecting a defendant from his intelligent and voluntary decisions
about his own criminal case"). The costs to society of
losing confessions would, moreover, be especially hard to bear where
the suspect, if asked for his choice, would have chosen to
continue. One need not sign the majority's opinion here to
agree that resort to the rule petitioner argues for should be had only
if experience shows that less drastic means of safeguarding suspects'
constitutional rights are not up to the job, see generally United
States v. Leon, 468 U.S. 897, 927-928, 104 S.Ct. 3405, 3423, 82 L.Ed.2d
677 (1984) (BLACKMUN, J., concurring) (exclusionary rule exception must
be "tested in the real world of state and federal law enforcement, and
this Court will attend to the results").
Our cases are best respected by a rule that when a suspect under
custodial interrogation makes an ambiguous statement that might
reasonably be understood as expressing a wish that a lawyer be summoned
(and questioning cease), interrogators' questions should be confined to
verifying whether the individual meant to ask for a lawyer.
While there is reason to expect that trial courts will apply today's
ruling sensibly (without requiring criminal suspects to speak with the
discrimination of an Oxford don) and that interrogators will continue
to follow what the Court rightly calls "good police practice"
(compelled up to now by a substantial body of state and Circuit law), I
believe that the case law under Miranda does not allow them to do
otherwise.